| Related Funds | |
|---|---|
| ALPS/Smith Total Return Bond Fund |
| Class I | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | SMDSX |
| ISIN | US31761R3518 |
| Inception Date | 06/29/2018 |
| Dividends Paid | Monthly |
| Minimum Investment | $100,000 |
| CUSIP | 31761R 351 |
| Fund Type | Open End Fund |
| NAV | $10.08 |
| NAV Change | $0.00 |
| Expenses as of 01/02/2019 | |
| Total Expense Ratio | 0.62% |
| What You Pay | 0.49% |
| Class Investor | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | SMRSX |
| ISIN | US31761R3856 |
| Inception Date | 06/29/2018 |
| Dividends Paid | Monthly |
| Minimum Investment | $500 for tax-deferred accounts $2,500 for other accounts |
| CUSIP | 31761R 385 |
| Fund Type | Open End Fund |
| NAV | $10.08 |
| NAV Change | $0.00 |
| Expenses as of 01/02/2019 | |
| Total Expense Ratio | 0.92% |
| What You Pay | 0.79% |
| Class A | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | SMASX |
| ISIN | US31761R3773 |
| Inception Date | 06/29/2018 |
| Dividends Paid | Monthly |
| Minimum Investment | $500 for tax-deferred accounts $2,500 for other accounts |
| CUSIP | 31761R 377 |
| Fund Type | Open End Fund |
| NAV | $10.08 |
| NAV Change | $0.00 |
| Expenses as of 01/02/2019 | |
| Total Expense Ratio | 0.92% |
| What You Pay | 0.79% |
| Class C | |
|---|---|
| Fund Stats as of 02/15/2019 | |
| Symbol | SMCMX |
| ISIN | US31761R3690 |
| Inception Date | 06/29/2018 |
| Dividends Paid | Monthly |
| Minimum Investment | $500 for tax-deferred accounts $2,500 for other accounts |
| CUSIP | 31761R 369 |
| Fund Type | Open End Fund |
| NAV | $10.07 |
| NAV Change | $0.00 |
| Expenses as of 01/02/2019 | |
| Total Expense Ratio | 1.62% |
| What You Pay | 1.49% |
| Yield Data as of 12/31/2018 | |
| 30 Day SEC | 2.30% |
| 30 Day SEC Unsubsidized | 1.96% |
| Yield Data as of 12/31/2018 | |
| 30 Day SEC | 2.17% |
| 30 Day SEC Unsubsidized | 1.85% |
| Yield Data as of 12/31/2018 | |
| 30 Day SEC | 1.70% |
| 30 Day SEC Unsubsidized | 1.37% |
| Yield Data as of 12/31/2018 | |
| 30 Day SEC | 2.70% |
| 30 Day SEC Unsubsidized | 2.36% |
| Fund Resources | |
|---|---|
| Prospectus | |
| Statement of Additional Information | |
| Summary Prospectus | |
| Resource Library | |
The Fund seeks as high a level of current income as is consistent with preservation of capital.
AAA |
50.07% |
AA- |
1.33% |
A+ |
0.11% |
A |
4.39% |
A- |
8.86% |
BBB+ |
6.80% |
BBB |
6.79% |
BBB- |
10.90% |
BB+ |
4.09% |
BB |
1.95% |
BB- |
2.90% |
B+ |
0.55% |
B |
0.42% |
B- |
0.84% |
< 1 yr |
17.89% |
1-3 yrs |
76.11% |
3-5 yrs |
4.15% |
5-10 yrs |
1.84% |
Corporate |
49.13% |
Government |
45.66% |
Securitized |
3.81% |
Municipal |
0.18% |
Cash & Equivalents |
1.22% |
As of December 31, 2018.
^ Future holdings are subject to change.
† S&P ratings assist investors by evaluating the credit worthiness of many bond issues. AAA to BBB ratings are typically issued to those securities considered investment grade. The credit ratings typically range from AAA (highest) to D (lowest). The rating is not a recommendation to buy or sell a particular bond. For information on the rating agency’s methodology go to: http://www.standardandpoors.com/home/en/us.
| Fund Information | Fund Yields as of 12/31/18 | |||
|---|---|---|---|---|
| Weighted Avg Maturity (years) | Effective Duration (years) | SEC Standardized 30-Day Yield 1 | Unsubsidized 30-Day Yield 2 |
|
| ALPS | Smith Short Duration Bond Fund | 1.74 | 1.52 | ||
| Class I | 2.70% | 2.36% | ||
| Class Inv | 2.30% | 1.96% | ||
| Class A | 2.17% | 1.85% | ||
| Class C | 1.70% | 1.37% | ||
1 The 30 day SEC yield figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses.
2 The 30 day SEC Yield (Unsubsidized) figure reflects the dividends and interest earned during the period, after the deduction of the Fund’s expenses, excluding fee waivers.
The funds are new with limited operating history.
We believe that an actively-managed, fundamentally-driven investment process leads to consistent performance. Our focus centers on risk-adjusted returns and the preservation of capital. We find our key philosophical differentiator to be in our commitment to a collaborative and ethical culture.
Smith’s investment-centric team averages 15+ years of experience, including previous rising rate environments. Their results are driven by a process with deep roots in fundamental research, complemented by quantitative validation and use of technology.
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Performance data quoted represent past performance. Past performance is no guarantee of future results so that shares, when redeemed may be worth more or less than their original cost. The investment return and principal value will fluctuate. Current performance may be higher or lower than the performance quoted.
Click here for terms and indexes used on this page. One cannot invest directly in an index.
Important Considerations
Investors should consider investment objectives, risks, charges and expenses carefully before investing. The prospectus contains this and other important information. For a prospectus for the above listed funds, please click here. Please read the prospectus carefully before investing. For additional information on the above listed funds, please click the respective link.
Insurance Products Shares of the Portfolios are offered only to participating insurance companies and their separate accounts to fund the benefits of Variable Contracts, and to qualified pension and retirement plans and registered and unregistered separate accounts.
Closed-End Funds do not continuously issue shares for sale as open-end mutual funds do. Since the initial public offering, the Funds now trade in the secondary market. Investors wishing to buy or sell shares need to place orders through an intermediary or broker. The share price of a closed-end fund is based on the market's value. The Fund's investment objective is fundamental and may not be changed without the vote of the Fund's shareholders.
USO, USL, DNO, UNG, UNL, UGA, UHN, BNO, USCI, CPER, USOU, USOD, and USAG are not mutual funds or any other type of Investment Company within the meaning of the Investment Company Act of 1940, as amended, and are not subject to regulation thereunder.
Shares of Exchange Traded Funds (ETFs) are not individually redeemable and owners of the shares may acquire those shares from the ETF and tender those shares for redemption to the ETF in Creation Units only, see the ETF prospectus for additional information regarding Creation Units. Investors may purchase or sell ETF shares throughout the day through any brokerage account, which will result in typical brokerage commissions.
With the exception of the closed-end funds listed above, ALPS Distributors, Inc. and/or ALPS Portfolio Solutions Distributor, Inc., 1290 Broadway, Denver, CO 80203, is the distributor for the open-end mutual funds and exchange-traded funds/products on this website.
The Funds described on this website are offered to United States residents only. Information on this site should not be considered a solicitation to buy or an offer to sell a security any persons outside the United States.
ALPS Advisors, Inc., ALPS Distributors, Inc., ALPS Portfolio Solutions Distributor, Inc., and ALPS Fund Services, Inc. are subsidiaries of ALPS Holdings, Inc. ALPS Distributors, Inc. and ALPS Portfolio Solutions Distributor, Inc. are registered broker-dealers and FINRA Members.
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